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A framework for financial planning professionalism – November 2007
This brochure outlines the new, structured professionalism framework to demonstrate the financial planning profession’s commitment to best practice.
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CFP® certification - The global symbol of excellence in financial planning
This brochure provides an overview of what CFP certification means and has been developed to use with policy makers and other influencers to promote this peak professional designation in financial planning.
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Code of Ethics and Rules of Professional Conduct
The code and the rules embody the professional standards of the FPA.
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| FPA Principles to Manage Conflicts of Interest |
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Principles designed to assist members in managing potential or perceived conflicts of interest.
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FPA priorities and key initiatives - November 2008
This booklet outlines our priorities for 2008-09, reflecting both our success thus far with our three year plan, and the areas identified by members as needing a greater focus.
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FPA priorities and key initiatives - November 2007
This booklet highlights the vision and key priorities established by the Board for the Association. The document also provides the governance structure and individual Board committees within the FPA.
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FPA priorities and key initiatives - November 2006
Sets out the vision and priorities of the FPA and highlights the governance structure including board committees.
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FPA Scorecard - May 2008
Outlines the progress that the FPA has achieved during 2007/08 in meeting the strategic priorities set out by the Board.
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FPA Scorecard - May 2007
Outlines the progress that the FPA has achieved during 2006/07 in meeting the strategic priorities set out by the Board.
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| Guidance to FPA Members on Principles to Manage Conflicts of Interest |
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Developed to assist members with the practical implications of the FPA's Principles to Manage Conflicts of Interest. This guide is designed to help members comply with their obligation to manage conflicts of interest.
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IFSA/FPA Industry Code of Practice on Alternative Forms of Remuneration in the Wealth Management Industry
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This code seeks to standardise the practices and procedures relating to the conduct of those who receive or offer alternative forms of remuneration, and provide information to investors as to the type and amounts of alternative forms of remuneration that FPA Principal Members may receive for services rendered.
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IFSA/FPA Industry Guide on Rebates and Related Payments in the Wealth Management Industry
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This guide provides standardised definitions of the terms Rebates, Commissions and Payments. It seeks to improve transparency and consumer understanding of rebates and related payments as well as providing disclosure guidelines for rebates and related payments.
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Improving the quality of advice
Industry action to improve the quality of financial planning advice in Australia, 2004-06.
This paper sets out the progress made by FPA and its members over the last two to three years to improve
the quality of financial planning advice in Australia.
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Why join the FPA - November 2007
Outlines the benefits and value of joining the FPA and a review of the recent changes and future plans to further progress the financial planning profession. Also included is a summary of membership category.
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