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The FPA has confirmed the introduction of a revised code of ethics. The Code is enforceable from 1 July 2009.
Download: Code of Ethics (valid from 1 July 2009) |
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The reliance of the public and the business community on sound financial planning and advice imposes on financial planning professionals an obligation to maintain high standards of technical competence, fair dealing and integrity.
The Code of Ethics and Rules of Professional Conduct reflect the commitment of members of the FPA to meet a high standard of professional conduct.
Download: Code of Ethics and Rules of Professional Conduct
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Rules of Professional Conduct
Rules of Professional Conduct are specific standards of FPA membership covering:
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General conduct
Disclosure statements to prospective clients
Financial plan preparation
Explanation of financial plan
Financial plan implementation
Client service |
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Complaints
Document administration
FPA reporting requirements
Minimum education competencies
Supervision |
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